SEBI plans light-touch penalty structure for investment advisers

SEBI is developing a light-touch penalty structure for investment advisers to enhance compliance, transparency, and fairness ...

SEBI plans light touch penalty structure, digital platform, ad code to strengthen investment adviser ecosystem

SEBI chief asked investment advisors to promote responsible investing, educate clients about risks, and spread awareness ...
Tax Guru

SEBI Relaxes NISM Certification Norms Because Sales Staff Are Not Directly Involved in Research

To ease compliance for research analyst firms, SEBI created a separate certification module for sales and relationship managers who interact with clients but do not perform research ...

Sebi outlines measures to boost investment advisory ecosystem: Pandey

Sebi chief Tuhin Kanta Pandey says the regulator will review overlaps between mutual fund distributors and investment ...
moneycontrol.com

BSE advertises for three Executive Director roles to meet SEBI governance mandate

Did our AI summary help? BSE Limited has invited applications for three Executive Director (ED) positions as part of a regulatory mandate laid down by the Securities and Exchange Board of India (SEBI) ...
Mathrubhumi English

SEBI gets new whole-time member as KV Ramana Murty fills key vacancy

India has appointed Kompella Venkata Ramana Murty as a whole-time member of the Securities and Exchange Board of India (SEBI) ...

SEBI Plans Light-Touch Penalty Structure For Investment Advisers, Launch Of Digital Guidance Platform

New Delhi, Mar 16: With an aim to strengthen the investment advisory ecosystem, markets regulator Sebi is working on a raft ...